State-by-State Resources
Where you can file complaints or research a business in your state.
Securities and Exchange Commission
The stated mission of the U.S. Securities and Exchange Commission (SEC), which was created in 1934, is to “protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Phone: (202) 942-8088
http://www.sec.gov
The stated mission of the U.S. Securities and Exchange Commission (SEC), which was established in 1934, is to “protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.”
Among its many responsibilities, the SEC enforces the laws regarding advertisements by investment companies and investment advisers.
The SEC also invites investors to file complaints about a company’s or adviser’s fraudulent conduct, and false or misleading statements.
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Econsumer.gov
Econsumer.gov, which was established in 2001, is a website where consumers can file complaints about online and related transactions with foreign companies.
National Credit Union Administration
Since 1970, the National Credit Union Administration (NCUA) has been the regulator and primary enforcement authority for federal credit unions. Among its many responsibilities, the NCUA is charged with enforcing…